Job Information
Morgan Stanley Associate - Compliance Audit (Internal Audit) in Mumbai, India
We're seeking someone to join our team as a Associate in the Compliance audit team within the Global Financial Crimes space.
The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley's system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm's risk management framework to foster continual improvement of risk management processes. This is an Associate level position (P2) within Business audit, which is responsible for inspecting controls in front, middle and back offices.
Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions and individuals around the world achieve their financial goals.
Interested in joining a team that's eager to create, innovate and make an impact on the world? Read on...
What you'll do in the role: • Execute a wide range of assurance activities (e.g., audits, continuous monitoring, closure verification) • Understand and adopt new audit tools and techniques • Develop clear and concise messages regarding risk and business impact within relevant coverage area • Identify and leverage data to incorporate into analysis of coverage area • Collaborate with a wide range of internal stakeholders to build effective working relationships and to execute on team deliverables • Effectively manage multiple deliverables while delivering high-quality work
What you'll bring to the role: • At least 2 years' relevant experience would generally be expected to find the skills required for this role • Understanding of audit principles, tools and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring) • Ability to communicate clearly and concisely and adapt messages to audience • Ability to identify patterns and anomalies in data • A commitment to practicing inclusive behaviours • Willingness to solicit and provide feedback to further develop self and peers • ACAMS qualification or equivalent is a definite advantage. • Effectively manage multiple deliverables while delivering high-quality work • Demonstrated ability to execute quickly, effectively and consistently.
Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.
Job: *Other
Title: Associate - Compliance Audit (Internal Audit)
Location: Non-Japan Asia-India-Maharashtra-Mumbai
Requisition ID: 3258236